[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-sitca_law-114-3-009":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-114-3-009","114-3",9,"下列敘述何者正確？",[13,14,15,16],"證券投資信託基金與證券投資信託事業及基金保管機構之自有財產應分別獨立","證券投資信託事業與基金保管機構就其自有財產所負債務，其債權人得對基金資產請求扣押或行使權利","證券投資信託基金管理辦法由行政院訂之","基金保管機構應依法及證券投資信託契約之規定混合保管基金",0,"證券投資信託及顧問法",1,"證券投資信託及顧問法第21條規定,基金資產與投信事業及基金保管機構之自有財產應分別獨立,(A)正確。二者就自有財產所負債務,其債權人「不得」對基金資產扣押或行使權利,(B)錯;基金管理辦法由主管機關金管會訂定而非行政院,(C)錯;保管機構應設帳分別管理,不得混合保管,(D)錯。","easy",[23,26,30,34,38,42],{"id":24,"question":25,"qno":19},"sitca_law-114-3-001","對客戶委任交付或信託移轉之委託投資資產，就有價證券、證券相關商品或其他經主管機關核准項目之投資或交易為價值分析、投資判斷，並基於該投資判斷，為客戶執行投資或交易之業務。以上是形容下列何項業務？",{"id":27,"question":28,"qno":29},"sitca_law-114-3-006","下列證券投資信託公司之內部人，何者需負忠實義務之責任？甲.基金經理人；乙.公司業務部協理；丙.經手申購業務之人員",6,{"id":31,"question":32,"qno":33},"sitca_law-114-3-007","證券投資信託基金之來源不包含以下何者？",7,{"id":35,"question":36,"qno":37},"sitca_law-114-3-019","若甲證券投資信託事業因故意或過失致損害基金之資產，下列何者應為基金受益人之權益向其追償？",19,{"id":39,"question":40,"qno":41},"sitca_law-114-3-050","投信事業及投顧事業之董事、監察人、經理人或受僱人執行職務有違反證券投資信託及顧問法或其他有關法令之行為，足以影響業務之正常執行時，主管機關得隨時命令該事業停止其執行業務，期限最長為：",50,{"id":43,"question":44,"qno":33},"sitca_law-115-1-007","下列有關投信基金保管之敘述，何者有誤？",1784190275972]