[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-114-3-011":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c11",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-114-3-011","114-3",11,"有關境外基金銷售機構應辦理事項，以下何者敘述錯誤？",[13,14,15,16],"受理境外基金投資人之申購、買回或轉換等事宜，應直接轉送境外基金機構辦理","應交付投資人須知及公開說明書中譯本等相關資訊予投資人","就不可歸責銷售機構之情事，應協助投資人紛爭處理與辦理投資人權益保護事宜及一切通知事項","銷售機構終止辦理境外基金之募集及銷售業務者，應即通知總代理人",0,"境外基金管理辦法",1,"依境外基金管理辦法,銷售機構受理境外基金之申購、買回或轉換,應轉送「總代理人」辦理,而非直接轉送境外基金機構,(A)敘述錯誤。(B)交付投資人須知及公開說明書中譯本、(C)協助投資人紛爭處理與權益保護及通知事項、(D)終止辦理募集銷售應即通知總代理人,均為正確規定。","medium",[23,27,31,35,38,42],{"id":24,"question":25,"qno":26},"sitca_law-114-3-002","投信公司擔任 4 家境外基金管理機構之總代理人，並擔任其他境外基金之銷售機構以自己名義為投資人向總代理人申購境外基金者，需提存多少營業保證金？",2,{"id":28,"question":29,"qno":30},"sitca_law-114-3-008","下列有關境外基金總代理人及銷售機構之敘述何者錯誤？",8,{"id":32,"question":33,"qno":34},"sitca_law-114-3-018","有關境外基金總代理人之資格條件，下列何者錯誤？",18,{"id":36,"question":37,"qno":26},"sitca_law-115-1-002","境外基金機構經金融監督管理委員會認可符合一定條件者，所委任之總代理人辦理境外基金募集及銷售案件採申報生效制。總代理人依上開規定申報境外基金募集及銷售案件，於金融監督管理委員會收到申報書即日起屆滿多少個營業日生效？",{"id":39,"question":40,"qno":41},"sitca_law-115-1-004","若境外基金機構在臺設立全球或區域性之投資研究、產品設計、風險控管或投資交易等核心資產管理技術性質之基金服務機構，並經金管會專案認可者，國內投資人投資該境外基金之比率限額為何？",4,{"id":43,"question":44,"qno":45},"sitca_law-115-1-010","境外基金之募集及銷售不成立時，總代理人應依境外基金管理辦法規定，將款項退款至以下何者帳戶？",10,1784190276002]