[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-sitca_law-115-1-003":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sitca_law-115-1-003","115-1",3,"下列有關投信事業依「金融資產證券化條例」公開募集基金投資於受益證券或資產基礎證券時應遵守之事項，何者為非？",[13,14,15,16],"以投資經主管機關核准或申報生效公開招募之受益證券或資產基礎證券為限","每一基金投資於任一受託機構所發行之受益證券總額，不得超過該受託機構發行之受益證券總額之 20%","每一基金投資於任一受託機構或特殊目的公司所發行之受益證券或資產基礎證券之總額，不得超過該受託機構或特殊目的公司該次發行之受益證券或資產基礎證券總額之 10%","所投資之受益證券或資產基礎證券應符合經主管機關核准或認可之信用評等機構評等達一定等級以上者",1,"證券投資信託基金管理辦法","依規定,每一基金投資於任一受託機構或特殊目的公司所發行之受益證券或資產基礎證券總額,不得超過該次發行總額之10%,(B)所稱20%與規定不符,為錯誤敘述;(A)限投資公開招募者、(C)10%上限、(D)須達一定信用評等等級之敘述均正確。","hard",[22,25,29,33,37,41],{"id":23,"question":24,"qno":10},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",{"id":26,"question":27,"qno":28},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":30,"question":31,"qno":32},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":34,"question":35,"qno":36},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",10,{"id":38,"question":39,"qno":40},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",12,{"id":42,"question":43,"qno":44},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",16,1784190276572]