[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_law-115-1-008":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-1-008","115-1",8,"投信事業運用基金為上市櫃有價證券投資，應委託何人於證交所或櫃買中心交易？",[13,14,15,16],"證券自營商","銀行","證券經紀商","證券承銷商",2,"證券投資信託基金管理辦法",1,"依證券投資信託基金管理辦法,投信事業運用基金投資上市、上櫃有價證券,應委託證券經紀商以基金專戶名義,在證券交易所或櫃買中心市場為之,故(C)正確;(A)證券自營商、(B)銀行、(D)證券承銷商均非法定受託買賣之對象。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",3,{"id":28,"question":29,"qno":30},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":32,"question":33,"qno":34},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":36,"question":37,"qno":38},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",10,{"id":40,"question":41,"qno":42},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",12,{"id":44,"question":45,"qno":46},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",16,1784190276645]