[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-1-009":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-1-009","115-1",9,"證券投資信託事業運用證券投資信託基金從事證券相關商品交易，下列敘述何者錯誤？",[13,14,15,16],"得交易經金管會依期貨交易法第 5 條公告期貨商得受託從事交易與證券相關之期貨契約、選擇權契約及期貨選擇權契約","得從事經金管會核准非在交易所進行衍生自貨幣、有價證券、利率或指數之期貨、選擇權或其他金融商品交易","所持有之空頭避險部位，不得超過該基金所持有之相對應有價證券總市值","為增加投資效率所持有之部位，不得超過該基金淨資產價值之 50%",3,"證券投資信託基金管理辦法",1,"依金管會規定,基金從事證券相關商品交易,為增加投資效率所持有之未沖銷多頭部位,上限為基金淨資產價值之40%,(D)所稱50%與規定不符,為錯誤敘述;(A)(B)之交易範圍及(C)空頭避險部位不得超過相對應有價證券總市值之敘述均正確。","hard",[23,26,30,34,38,42],{"id":24,"question":25,"qno":17},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",{"id":27,"question":28,"qno":29},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":31,"question":32,"qno":33},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":35,"question":36,"qno":37},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",10,{"id":39,"question":40,"qno":41},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",12,{"id":43,"question":44,"qno":45},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",16,1784190276652]