[{"data":1,"prerenderedAt":27},["ShallowReactive",2],{"q-sitca_law-115-1-022":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-1-022","115-1",22,"投顧事業之經理人接受委任，對證券投資有關事項提供研究分析或推介建議，此行為視為下列何者授權範圍內之行為？",[13,14,15,16],"金融監督管理委員會","經理人本人","證券投資信託暨顧問商業同業公會","證券投資顧問事業",3,"證券投資顧問事業負責人與業務人員管理",1,"依證券投資顧問事業負責人與業務人員管理規則,業務人員(含經理人)執行業務所為之行為,視為該事業授權範圍內之行為,責任歸屬於(D)證券投資顧問事業。(A)(C)分別為主管機關與自律組織,(B)經理人個人,均非法定之授權歸屬對象。","easy",[23],{"id":24,"question":25,"qno":26},"sitca_law-115-1-038","下列證券投顧事業人員之行為，何者符合規定？",38,1784190276861]