[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-1-027":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sitca_law-115-1-027","115-1",27,"下列有關投信事業之設置與組織之敘述，何者錯誤？",[13,14,15,16],"以股份有限公司為限，實收資本額不得少於新臺幣三億元","依公司法之規定採募集設立","應至少設置投資研究、財務會計及內部稽核部門","依其事業規模、業務情況與內部控制之需要，配置適足及適任之部門主管、經理人及業務人員",1,"證券投資信託事業設置與管理","投信事業之設立應採發起設立,發起人須認足第一次發行之股份,不得採募集設立,(B)錯誤,故選之。(A)以股份有限公司為限且實收資本額不得少於新臺幣三億元、(C)至少設置投資研究、財務會計及內部稽核部門、(D)配置適足適任人員,均為正確規定。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sitca_law-114-3-032","下列何者不得擔任投信事業之發起人？",32,{"id":27,"question":28,"qno":29},"sitca_law-114-3-033","若有正當理由，投信事業未於期間內申請核發營業執照者，在期限屆滿前，得申請主管機關核准展延，但展延期不得超過幾個月？",33,{"id":31,"question":32,"qno":33},"sitca_law-114-3-036","下列何者非投信事業依法規應設置之部門？",36,{"id":35,"question":36,"qno":37},"sitca_law-114-3-037","甲曾受證券交易法第 66 條第 2 款(命令該證券商解除其董事、監察人或經理人職務)之處分，經執行完畢幾年後，才得受邀擔任投信事業之發起人？",37,{"id":39,"question":40,"qno":41},"sitca_law-115-1-006","以下何者非為證券投資信託事業得經營之業務？",6,{"id":43,"question":44,"qno":45},"sitca_law-115-1-024","投信事業運用自有資金，購買所有於國內募集之投信基金、對不特定人募集之期貨信託基金，及經核准之境外基金總金額，不得超過最近期公司淨值多少比率？",24,1784190276937]