[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_law-115-1-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-1-041","115-1",41,"甲公司於本國募集投資於海外之信託基金，於公開說明會進行推介建議時，可以下列何者方式宣傳？",[13,14,15,16],"預計明年之投資報酬率達 25%以上","該區域經濟穩定成長，是絕對安全、無風險之投資環境","對於新臺幣與該國匯率比較進行臆測","於現場發送之文件中，標明已備有公開說明書或投資人須知可供查閱之方式",3,"公會自律規範與廣告行為規範",2,"於現場發送文件中標明已備有公開說明書或投資人須知可供查閱,屬合規之揭露方式,(D)正確。(A)預測投資報酬率達25%以上、(B)宣稱絕對安全無風險、(C)對新臺幣匯率進行臆測,均為基金廣告及公開說明會之禁止行為,足使投資人產生誤信。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_law-114-3-034","下列有關投顧事業從事廣告及其他營業活動行為之敘述，何者為合法行為？",34,{"id":28,"question":29,"qno":30},"sitca_law-114-3-039","下列何者為證券投顧事業舉辦證券投資分析研討會，宣導推廣其公司業務時，應注意之禁止行為？",39,{"id":32,"question":33,"qno":34},"sitca_law-114-3-042","自動化投資顧問服務之瞭解客戶作業，應評估之項目包括下列哪一項？甲.客戶之投資知識與經驗；乙.客戶之財務狀況；丙.客戶之風險承受程度",42,{"id":36,"question":37,"qno":38},"sitca_law-114-3-046","下列何者非投信投顧公會得對違反法令或自律規範之會員所為處置？",46,{"id":40,"question":41,"qno":42},"sitca_law-114-3-047","證券投資顧問事業從事自動化投資顧問服務，以下何者為應告知客戶之注意事項？甲.客戶於使用前應詳閱服務內容或其他相關公開揭露資訊；乙.客戶應認知投資工具有其內在限制與現實情況存在潛在落差",47,{"id":44,"question":45,"qno":46},"sitca_law-114-3-048","依據投信投顧公會「會員及其銷售機構從事廣告及營業活動行為」規範，對有關投顧事業有聲媒體廣告應以語音或文字聲明下列何種核准事項？",48,1784190277125]