[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-1-046":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-1-046","115-1",46,"有關投信事業、投顧事業加入同業公會之規定，下列敘述何者正確？",[13,14,15,16],"採自由入會，且同業公會不得拒絕","採自由入會，但對不符資格者同業公會得拒絕之","採強制入會，且同業公會非有正當理由不得拒絕","採強制入會，但對不符資格者同業公會得拒絕之",2,"證券投資信託及顧問法",1,"(C) 對:投信投顧法第 84 條規定投信、投顧事業非加入同業公會不得開業,屬強制入會;且公會非有正當理由不得拒絕其加入,亦不得附加不當條件。(A)(B) 誤為自由入會,(D) 誤認公會可逕以不符資格拒絕入會。","easy",[23,26,30,34,38,42],{"id":24,"question":25,"qno":19},"sitca_law-114-3-001","對客戶委任交付或信託移轉之委託投資資產，就有價證券、證券相關商品或其他經主管機關核准項目之投資或交易為價值分析、投資判斷，並基於該投資判斷，為客戶執行投資或交易之業務。以上是形容下列何項業務？",{"id":27,"question":28,"qno":29},"sitca_law-114-3-006","下列證券投資信託公司之內部人，何者需負忠實義務之責任？甲.基金經理人；乙.公司業務部協理；丙.經手申購業務之人員",6,{"id":31,"question":32,"qno":33},"sitca_law-114-3-007","證券投資信託基金之來源不包含以下何者？",7,{"id":35,"question":36,"qno":37},"sitca_law-114-3-009","下列敘述何者正確？",9,{"id":39,"question":40,"qno":41},"sitca_law-114-3-019","若甲證券投資信託事業因故意或過失致損害基金之資產，下列何者應為基金受益人之權益向其追償？",19,{"id":43,"question":44,"qno":45},"sitca_law-114-3-050","投信事業及投顧事業之董事、監察人、經理人或受僱人執行職務有違反證券投資信託及顧問法或其他有關法令之行為，足以影響業務之正常執行時，主管機關得隨時命令該事業停止其執行業務，期限最長為：",50,1784190277209]