[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-1-048":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-1-048","115-1",48,"投信事業對於平面廣告應標示警語，下列何者非警語應注意之表示方式？",[13,14,15,16],"不得小於廣告上其他部分之最小字體","以粗體印刷顯著標示","使一般人快速閱覽相關廣告時，均可顯而易見","電視廣告已有聲音揭示，不須於播放時再以字體揭示警語",3,"公會自律規範與廣告行為規範",1,"(D) 為錯誤方式:依公會廣告及營業活動行為規範,電視廣告除以聲音揭示警語外,播放時仍須同時以字幕文字顯著揭示,不得僅有聲音。(A)(B)(C) 即字體不得小於其他最小字體、粗體顯著標示、快速閱覽即顯而易見,均為警語正確標示要求。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_law-114-3-034","下列有關投顧事業從事廣告及其他營業活動行為之敘述，何者為合法行為？",34,{"id":28,"question":29,"qno":30},"sitca_law-114-3-039","下列何者為證券投顧事業舉辦證券投資分析研討會，宣導推廣其公司業務時，應注意之禁止行為？",39,{"id":32,"question":33,"qno":34},"sitca_law-114-3-042","自動化投資顧問服務之瞭解客戶作業，應評估之項目包括下列哪一項？甲.客戶之投資知識與經驗；乙.客戶之財務狀況；丙.客戶之風險承受程度",42,{"id":36,"question":37,"qno":38},"sitca_law-114-3-046","下列何者非投信投顧公會得對違反法令或自律規範之會員所為處置？",46,{"id":40,"question":41,"qno":42},"sitca_law-114-3-047","證券投資顧問事業從事自動化投資顧問服務，以下何者為應告知客戶之注意事項？甲.客戶於使用前應詳閱服務內容或其他相關公開揭露資訊；乙.客戶應認知投資工具有其內在限制與現實情況存在潛在落差",47,{"id":44,"question":45,"qno":10},"sitca_law-114-3-048","依據投信投顧公會「會員及其銷售機構從事廣告及營業活動行為」規範，對有關投顧事業有聲媒體廣告應以語音或文字聲明下列何種核准事項？",1784190277260]