[{"data":1,"prerenderedAt":27},["ShallowReactive",2],{"q-sitca_law-115-2-004":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c7",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-2-004","115-2",4,"證券投資信託事業募集或追加募集投信基金，原則上採申報生效制，以下敘述何者正確？",[13,14,15,16],"國內募集，投資國內者：12 個營業日申報生效","國內募集，投資國(內)外者：30 個營業日申報生效。但符合一定條件之投信(如「躍進計畫」者)，得原則縮短為 12 個營業日之優惠措施","辦理追加募集各類型投信基金案件：7 個營業日申報生效","選項(A)(B)(C)均正確",3,"基金募集與發行處理準則",1,"投信基金募集原則上採申報生效制，生效期間依基金投資地區與案件性質分級：國內募集並投資國內者十二個營業日；國內募集而投資國外者三十個營業日，其中符合一定條件的投信事業（如躍進計畫），得縮短為十二個營業日的優惠；至於既有基金的追加募集，因公開說明書與運作機制已審過一輪，僅需七個營業日。(A)、(B)、(C) 分別對應這三種情形且敘述均無誤，故正確答案為 (D)。分級的邏輯很單純：投資標的愈遠、資訊查核成本愈高，主管機關保留的審閱時間就愈長。","medium",[23],{"id":24,"question":25,"qno":26},"sitca_law-115-2-005","證券投資信託事業募集證券投資信託基金，有下列何種情形，應採申請核准制？",5,1785904153632]