[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-2-008":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-2-008","115-2",8,"依現行規定，具有一定資格之機構始得擔任投信基金之銷售機構，請問下列何者不得擔任？",[13,14,15,16],"人身保險業","證券經紀商","信託業","期貨自營商",3,"證券投資信託基金管理辦法",1,"基金銷售機構必須具備直接面對投資人、承作代理買賣或財富管理的業務性質，基金銷售機構採列舉制，銀行、信託業、證券商、人身保險業等在列，期貨商整類都不在其中。(D) 期貨自營商不在列舉範圍，自不得擔任；期貨商的業務性質本就不含面向投資大眾的基金銷售通路。(A) 人身保險業有龐大的業務員通路與客戶關係、(B) 證券經紀商本即受託買賣有價證券、(C) 信託業辦理特定金錢信託投資國內外基金更是國內基金銷售的主要管道，三者均得擔任。","medium",[23,26,30,34,38,42],{"id":24,"question":25,"qno":17},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",{"id":27,"question":28,"qno":29},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":31,"question":32,"qno":33},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":35,"question":36,"qno":37},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",10,{"id":39,"question":40,"qno":41},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",46,{"id":43,"question":44,"qno":45},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",16,1785904153676]