[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-2-010":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-2-010","115-2",10,"在基金存續期間，於到期時藉由基金投資工具提供受益人一定比率本金保護之基金，稱為：",[13,14,15,16],"保護型基金","保證型基金","平衡型基金","組合型基金",0,"證券投資信託基金管理辦法",1,"保本型基金依保本機制的來源分成兩種：保證型基金由銀行等保證機構出具保證，到期時由保證機構對受益人負保證給付責任；保護型基金則沒有第三方保證，而是靠基金本身的投資工具設計，例如將大部分資產配置於到期還本的債券部位，以達成到期時提供受益人一定比率本金保護的效果。題幹描述的正是後者，故 (A) 正確。(B) 保證型的關鍵在於有外部保證機構承擔給付責任，兩者差別就在此。(C) 平衡型基金同時配置股債以分散風險，(D) 組合型基金投資於其他基金，都不以本金保護為訴求。","easy",[23,27,31,35,38,42],{"id":24,"question":25,"qno":26},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",3,{"id":28,"question":29,"qno":30},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":32,"question":33,"qno":34},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":36,"question":37,"qno":10},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",{"id":39,"question":40,"qno":41},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",46,{"id":43,"question":44,"qno":45},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",16,1785904153711]