[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-2-011":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-2-011","115-2",11,"下列關於主動式交易所交易基金投資範圍之敘述，何者錯誤？",[13,14,15,16],"包括股票、債券及其他經金管會核准之有價證券","主動式股票 ETF 準用股票型基金規定","主動式債券 ETF 準用債券型基金規定","投資範圍未有明文規定",3,"證券投資信託基金管理辦法",1,"主動式交易所交易基金雖然由經理人主動選股、不再被動追蹤指數，但仍是在證券交易市場掛牌的證券投資信託基金，投資範圍不會因此變成空白。法令明定其得投資股票、債券及其他經金管會核准的有價證券，並依基金屬性分流適用既有規範：主動式股票 ETF 準用股票型基金規定，主動式債券 ETF 準用債券型基金規定，投資比率與集中度等限制一併適用。(D) 稱投資範圍未有明文規定，與上述規範方式牴觸，敘述錯誤。(A)、(B)、(C) 分別對應投資標的與準用原則，均屬正確。","medium",[23,26,30,34,38,42],{"id":24,"question":25,"qno":17},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",{"id":27,"question":28,"qno":29},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":31,"question":32,"qno":33},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":35,"question":36,"qno":37},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",10,{"id":39,"question":40,"qno":41},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",46,{"id":43,"question":44,"qno":45},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",16,1785904153717]