[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-sitca_law-115-2-016":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sitca_law-115-2-016","115-2",16,"下列有關連結式 ETF 及 ETF 連結基金之敘述，何者錯誤？",[13,14,15,16],"前者指證券投資信託事業發行指數股票型基金單一連結境外指數股票型基金，後者指證券投資信託事業募集單一連結所經理指數股票型基金之連結基金","二者均得在證券交易市場交易","二者連結之主基金均為指數股票型基金","後者之基金名稱應標明「連結」字樣，前者則無此要求",1,"證券投資信託基金管理辦法","連結式 ETF 是投信事業發行指數股票型基金去單一連結境外的指數股票型基金，本身仍是 ETF，在證券交易市場掛牌買賣；ETF 連結基金則是投信募集一檔單一連結自家所經理 ETF 的基金，法律性質為一般共同基金，投資人透過銷售機構申購與買回，並不在集中交易市場掛牌交易。(B) 說二者均得在證券交易市場交易，把後者的交易方式說錯，敘述錯誤。(A) 正確描述兩者的架構差異；(C) 兩者所連結的主基金確實都是指數股票型基金；(D) 連結基金須於名稱標明連結字樣，以提醒投資人這是間接持有的架構。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",3,{"id":27,"question":28,"qno":29},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":31,"question":32,"qno":33},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":35,"question":36,"qno":37},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",10,{"id":39,"question":40,"qno":41},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",46,{"id":43,"question":44,"qno":10},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",1785904153759]