[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_law-115-2-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-2-030","115-2",30,"證券投資信託事業得接受私募股權基金相關機構委任，就該證券投資信託事業子公司擔任普通合夥人之私募股權基金及受託管理之私募股權基金引介誰參與投資？",[13,14,15,16],"專業投資機構","高資產客戶","選項(A)(B)均可以","選項(A)(B)均不可以",2,"證券投資信託事業設置與管理",1,"私募股權基金流動性低、投資期間長且資訊透明度有限，並不適合一般投資大眾，但對具備風險辨識與承受能力的對象則屬合理的另類配置。主管機關因此開放證券投資信託事業得接受私募股權基金相關機構委任，就其子公司擔任普通合夥人的私募股權基金及受託管理的私募股權基金，向專業投資機構與高資產客戶進行引介，(C) 兩者均可以才正確。(A)、(B) 各自只涵蓋一半的對象；(D) 全盤否定，與開放投信參與私募股權業務、擴大資產管理業務範圍的政策方向不符。要注意投信在此僅止於引介，並非自行募集。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_law-114-3-032","下列何者不得擔任投信事業之發起人？",32,{"id":28,"question":29,"qno":30},"sitca_law-114-3-033","若有正當理由，投信事業未於期間內申請核發營業執照者，在期限屆滿前，得申請主管機關核准展延，但展延期不得超過幾個月？",33,{"id":32,"question":33,"qno":34},"sitca_law-114-3-036","下列何者非投信事業依法規應設置之部門？",36,{"id":36,"question":37,"qno":38},"sitca_law-114-3-037","甲曾受證券交易法第 66 條第 2 款(命令該證券商解除其董事、監察人或經理人職務)之處分，經執行完畢幾年後，才得受邀擔任投信事業之發起人？",37,{"id":40,"question":41,"qno":42},"sitca_law-115-1-006","以下何者非為證券投資信託事業得經營之業務？",6,{"id":44,"question":45,"qno":46},"sitca_law-115-1-024","投信事業運用自有資金，購買所有於國內募集之投信基金、對不特定人募集之期貨信託基金，及經核准之境外基金總金額，不得超過最近期公司淨值多少比率？",24,1785904153877]