[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-2-044":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c2",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-2-044","115-2",44,"提供自動化投資顧問服務者，實收資本額應達新臺幣多少金額以上？",[13,14,15,16],"二千萬元","三千萬元","四千萬元","五千萬元",3,"證券投資顧問事業設置與管理",1,"自動化投資顧問服務即俗稱的機器人理財,並非單純提供分析意見,而是以電腦系統依客戶條件產生投資組合建議並進行再平衡,性質已接近全權委託投資業務,因此資本額門檻比照經營全權委託投資業務的投顧事業,實收資本額須達新臺幣五千萬元以上,(D)正確。(A)二千萬元是一般證券投資顧問事業設立的最低實收資本額,只能提供分析意見與推介,不足以承作自動化投顧;(B)三千萬元與(C)四千萬元都不是本業的法定資本額級距,屬於在正確數字上下設置的干擾選項。","medium",[23,27,31,34,38,42],{"id":24,"question":25,"qno":26},"sitca_law-114-3-038","有關投顧事業之申請設立，依目前法律規範作業程序下列何者為正確？甲.分為二階段申請程序；乙.申請許可後一個月內應即加入投信投顧公會；丙.第二階段為申請核發營業執照",38,{"id":28,"question":29,"qno":30},"sitca_law-114-3-040","投顧事業應於何時加入同業公會？",40,{"id":32,"question":33,"qno":19},"sitca_law-115-1-001","下列何者為證券投顧公司不得經營之業務？",{"id":35,"question":36,"qno":37},"sitca_law-115-1-037","有關投顧事業之設立申請，下列敘述何者錯誤？",37,{"id":39,"question":40,"qno":41},"sitca_law-115-2-034","信託業兼營投顧業務加入同業公會之規範，下列敘述何者正確？ 甲.屬於強制性規範；乙.可自願性加入公會；丙.得於開業後一個月內加入；丁.於申請營業執照即應加入公會；戊.應於開辦兼營該項業務前加入公會",34,{"id":43,"question":44,"qno":45},"sitca_law-115-2-049","投顧事業為辦理家族辦公室整合顧問業務，得與提供哪些服務之專業人士或業者合作，協助客戶進行以家業傳承與財富傳承為目的之顧問業務？ 甲.信託；乙.財務、會計；丙.法律；丁.稅務；戊.慈善；己.教育服務",49,1785904154014]