[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-114-3-016":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_sec_law-114-3-016","114-3",16,"證券商應於何時加入證券商業同業公會？",[13,14,15,16],"開業前","開業後 10 日內","開業後 20 日內","開業後 1 個月內",0,"證券商管理規則",1,"證交法第89條規定,證券商非加入同業公會,不得開業,因此必須於開業前完成入會,故(A)正確。(B)(C)(D)均容許先開業後入會,與「非加入不得開業」的強制規定牴觸。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",18,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":44,"question":45,"qno":46},"sitca_sec_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,1784190279082]