[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-114-3-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_sec_law-114-3-026","114-3",26,"證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",[13,14,15,16],"發行公司之員工","承銷商本身之董事、監察人","發行公司之董事長或總經理","選項(A)(B)(C)皆應拒絕",3,"發行市場",1,"依證券商承銷或再行銷售有價證券處理辦法,辦理初次上市、上櫃案件詢價圈購時,發行公司之董事、監察人、員工(含董事長、總經理)及承銷商本身之董事、監察人等利害關係人均不得參與,應予拒絕,故(A)(B)(C)皆是,(D)正確。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":40,"question":41,"qno":42},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-035","證券商得為認購(售)權證發行人資格條件為：",35,1784190279185]