[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-114-3-046":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_sec_law-114-3-046","114-3",46,"屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",[13,14,15,16],"1%以上之股東","3%以上之股東","5%以上之股東","10%以上之股東",2,"發行市場",1,"科技事業之發行公司申請股票上櫃，除董事、監察人外，持有已發行股份總數5%以上之股東及以專利權或專門技術出資之股東，應依規定將股票辦理集中保管並屆期分批領回，故(C)正確，(A)(B)(D)之比例均非上櫃審查規範所定門檻。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":40,"question":41,"qno":42},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-035","證券商得為認購(售)權證發行人資格條件為：",35,1784190279403]