[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_sec_law-115-1-021":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sitca_sec_law-115-1-021","115-1",21,"對於證券自營商之規定，下列何項敘述錯誤？",[13,14,15,16],"證券自營商不得接受投資人之委託於市場內買賣","證券自營商除自行於市場內買賣有價證券外，並得委託其他經紀商代為買賣","對同一證券，自營商申報價格與經紀商相同時，以經紀商之買賣優先成交","證券自營商不得申報賣出其未持有之有價證券",1,"證券商管理規則","依證交所營業細則,證券自營商應自行於市場內買賣有價證券,不得委託其他經紀商代為買賣,(B)敘述錯誤,故選(B)。(A)自營商不得受託買賣;(C)申報價格相同時以經紀商之買賣優先成交;(D)自營商申報賣出以所持有之有價證券為限,三者均為正確規定。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":27,"question":28,"qno":29},"sitca_sec_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":31,"question":32,"qno":33},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":35,"question":36,"qno":37},"sitca_sec_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",18,{"id":39,"question":40,"qno":41},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":43,"question":44,"qno":45},"sitca_sec_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,1784190279693]