[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-1-022":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_sec_law-115-1-022","115-1",22,"證券商兼營信託業務應申請兼營全權委託投資業務門檻金額為何？",[13,14,15,16],"接受客戶原始信託財產達新臺幣五百萬元以上","接受客戶原始信託財產達新臺幣一千萬元以上","接受客戶原始信託財產達新臺幣一千五百萬元以上","接受客戶原始信託財產達新臺幣二千萬元以上",2,"證券商管理規則",1,"依證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法,證券商兼營信託業務,接受客戶原始信託財產達新臺幣一千五百萬元以上者,應申請兼營全權委託投資業務,故(C)正確,(A)(B)(D)金額均與規定不符。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",18,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sitca_sec_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,1784190279704]