[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-1-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_sec_law-115-1-026","115-1",26,"證券商每年度申請設置簡易分支機構、分支機構變更為簡易分支機構，是否有家數之限制？",[13,14,15,16],"無限制","有限制，每年申請設置簡易分支機構、分支機構變更為簡易分支機構各最多 1 家","有限制，每年申請設置簡易分支機構、分支機構變更為簡易分支機構各最多 3 家","有限制，每年申請設置簡易分支機構併計分支機構變更為簡易分支機構不得超過 3 家",3,"證券商管理規則",1,"依證券商設置標準,證券商每年申請設置簡易分支機構,併計分支機構變更為簡易分支機構,合計不得超過三家,故(D)正確。(A)並非無限制;(B)(C)誤將兩種情形分開計算,規定係合併計算以三家為限。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",18,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sitca_sec_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,1784190279744]