[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_sec_law-115-1-029":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sitca_sec_law-115-1-029","115-1",29,"發行人申報募集與發行有價證券，至申報生效前，發生證券交易法§36 第 3 項第 2 款規定對股東權益或證券價格有重大影響之事項，應依規定於事實發生日起幾日內公告並申報？",[13,14,15,16],"一日","二日","三日","五日",1,"有價證券之募集與發行","證交法第36條第3項第2款所定對股東權益或證券價格有重大影響之事項,應於事實發生之日起二日內公告並向主管機關申報;發行人於募集發行案件申報生效前發生者亦同,故(B)正確,(A)(C)(D)期限均有誤。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sitca_sec_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",5,{"id":27,"question":28,"qno":29},"sitca_sec_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":31,"question":32,"qno":33},"sitca_sec_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",30,{"id":35,"question":36,"qno":37},"sitca_sec_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":39,"question":40,"qno":41},"sitca_sec_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":43,"question":44,"qno":45},"sitca_sec_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,1784190279789]