[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-1-037":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_sec_law-115-1-037","115-1",37,"有關委託書徵求人之相關規定，以下何者正確？",[13,14,15,16],"徵求人應依股東委託出席股東會","徵求人違反主管機關處分未逾三年者，不得擔任徵求人","徵求人於委託書簽章後，不得轉讓他人使用","選項(A)(B)(C)皆正確",3,"公開發行公司財務業務規範",1,"依公開發行公司出席股東會使用委託書規則,徵求人應依股東委託出席股東會並行使表決權;受主管機關處分未逾三年者不得擔任徵求人;委託書經股東簽章後不得轉讓他人使用。(A)(B)(C)均為正確規定,故選(D)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-006","依現行證券交易法規定，會計師辦理證交法第 36 條財務報告之查核簽證，發生錯誤或疏漏時，主管機關得為之處分，試問下列何者為錯誤？",6,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-008","依「股票上市或於證券商營業處所買賣公司薪資報酬委員會設置及行使職權辦法」規定，薪資報酬委員會成員由____決議委任之，其人數不得少於__人，其中一人為召集人。",8,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-014","依「證券交易法」及「公開發行公司董事監察人股權成數及查核實施規則」規定，公開募集及發行有價證券之公司，公司實收資本額在新臺幣三億元以下者(無選任獨立董事)，全體董事所持有記名股票之股份總額不得少於公司已發行股份總額___，全體監察人不得少於___？",14,{"id":36,"question":37,"qno":38},"sitca_sec_law-115-1-002","有關公開發行公司視訊股東會，以下敘述何者有誤？",2,{"id":40,"question":41,"qno":42},"sitca_sec_law-115-1-016","公開發行公司資金貸與他人前，非經下列何者同意不得為之？",16,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-031","採曆年制之上市(櫃)公司年度財務報告應於何時前公告？",31,1784190279886]