[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-1-040":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_sec_law-115-1-040","115-1",40,"下列交易行為何者為證券商或其分支機構所禁止？",[13,14,15,16],"以全部或部分相同之上市證券之買入委託與賣出委託在場外私相抵算","與他證券商相互在場外為對敲之買賣","未經主管機關許可買賣未上市股票","選項(A)(B)(C)皆是",3,"交易市場",1,"依證交法第150條上市證券應於集中市場買賣及證交所營業細則,證券商以相同上市證券之買入與賣出委託在場外私相抵算、與他證券商場外對敲買賣,及未經主管機關許可買賣未上市股票,均屬禁止行為,(A)(B)(C)皆是,故選(D)。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-042","現行股票集中市場交易制度中實施所謂之「瞬間價格穩定措施」，在下列何者情況不適用？",42,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-048","透過櫃檯買賣中心「黃金現貨交易平台」買賣黃金現貨漲跌幅度的限制為：",48,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-050","證交所外國債券交易價格之漲跌幅限制為何？",50,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-038","盤中零股交易第一次撮合時間為？",38,1784190279919]