[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-2-004":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-004","115-2",4,"所謂交換公司債，係指公開發行公司得發行以其持有期限至少在幾年以上之其他上市或上櫃公司股票為償還標的之公司債？",[13,14,15,16],"5 年","3 年","2 年","1 年",2,"有價證券之募集與發行",1,"交換公司債是債券持有人得於一定期間內，將債券交換為發行公司所持有之其他公司上市或上櫃股票，償還標的並不是發行公司自己的股票，這一點與轉換公司債不同。依發行人募集與發行有價證券處理準則關於交換公司債之規範，作為償還標的之其他上市或上櫃公司股票，發行人須持有二年以上，用意在確認該持股屬既有的長期投資部位，而非為配合發債臨時湊足，以免發行公司藉短線進出影響標的股價、損及應募人權益，故(C)正確。(A)五年與(B)三年高於法定年限，將使多數正常的長期持股仍不合格；(D)一年則未達門檻，持有時間過短，均與規定不符。","sec_sr_law-115-2-004","medium",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",5,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",30,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":45,"question":46,"qno":10},"sitca_sec_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",1785904157903]