[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-2-017":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-017","115-2",17,"對單一股票的融券與出借之總金額，不得超過證券商淨值的多少？",[13,14,15,16],"百分之三","百分之五","百分之七","百分之十",1,"有價證券買賣、集中保管與融資融券","依證券商辦理有價證券買賣融資融券的管理規範，為避免證券商過度集中曝險於單一標的，對每種證券分別設有金額上限：融資總金額不得超過證券商淨值百分之十，融券及出借之總金額則不得超過淨值百分之五，故(B)正確。融券方向的額度較緊，是因為放空的潛在損失理論上沒有上限，且券源集中容易引發軋空與交割風險，監理上自然更為保守。(A)百分之三與(C)百分之七都不是法定比率。(D)百分之十是同一規範對融資總金額所定的上限，方向不同，最常與融券額度互相混淆。","sec_sr_law-115-2-017","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-044","投資人進行當日沖銷時，相抵部分：",44,{"id":40,"question":41,"qno":42},"sitca_sec_law-115-1-008","證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",8,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-050","融券人遇標的證券公司有下列哪種情況不用強制回補？",50,1785904158030]