[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-2-018":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-018","115-2",18,"下列何者非為上櫃公司普通股得為融資融券交易標的之要件？",[13,14,15,16],"普通股上櫃滿 6 個月","每股淨值高於票面(面額為新臺幣十元)","公司設立登記屆滿 3 年以上","無面額或面額非屬新臺幣十元者，最近一會計年度決算無累積虧損",2,"有價證券買賣、集中保管與融資融券",1,"依有價證券得為融資融券標準，上櫃普通股要成為信用交易標的，須符合上櫃屆滿六個月、面額十元者每股淨值高於票面，以及無面額或面額非新臺幣十元者最近一會計年度決算無累積虧損等要件，重點在於掛牌後已有足夠期間形成合理市價，且公司財務體質未明顯虧蝕。至於設立登記是否屆滿三年，屬於申請股票上市掛牌的審查條件(上櫃的設立年限規定另有不同)，並不是融資融券標的的要件，故(C)為非，是本題答案。(A)(B)(D)所述則都是現行標準明定的要件，敘述均無誤。","sec_sr_law-115-2-018","medium",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-044","投資人進行當日沖銷時，相抵部分：",44,{"id":41,"question":42,"qno":43},"sitca_sec_law-115-1-008","證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",8,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-050","融券人遇標的證券公司有下列哪種情況不用強制回補？",50,1785904158034]