[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-2-019":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c7",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-019","115-2",19,"證券投資信託事業或證券投資顧問事業與客戶簽訂全權委託投資契約前，應有幾日以上之期間，供客戶審閱全部條款內容？",[13,14,15,16],"15 日","10 日","7 日","5 日",2,"證券投資信託基金管理",1,"依證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法，業者與客戶簽訂全權委託投資契約前，應提供七日以上的期間，供客戶審閱全部條款內容，故(C)正確。全權委託契約授權業者代客戶決定投資標的與買賣時點，條款涉及投資範圍、投資限制、費用計算方式、資產保管與績效報告等重要權利義務，設審閱期的用意就是防止業者當場催促簽約，讓客戶有時間理解風險並與其他業者比較。(A)十五日與(B)十日長於法定期間，(D)五日則不足，均與規定不符。","sec_sr_law-115-2-019","easy",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-021","受益憑證之買回價格，以請求買回書面到達證券投資信託事業或其代理機構之何時之基金淨資產核算？",21,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-023","信託業可申請兼營下列哪些業務？",23,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-024","依「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」規定，證券投資信託事業或證券投資顧問事業以委任方式經營全權委託投資業務，有關資產保管之方式下列何者正確？",24,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-027","境外基金需經下列何種程序後，始得募集及銷售？",27,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-032","境外基金募集及銷售案件，主管機關得委託以下何單位受理申請案件？",32,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-009","證券投資信託事業之董事、監察人、經理人、業務人員及其他受僱人員，不得為下列何種行為？",9,1785904158046]