[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-2-023":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-023","115-2",23,"創業投資公司申請上市實收資本額門檻為何？",[13,14,15,16],"達新臺幣十億元以上且募集發行普通股股數達七千股以上","達新臺幣十五億元以上且募集發行普通股股數達七千五百萬股以上","達新臺幣二十億元以上且募集發行普通股股數達七千五百萬股以上","達新臺幣二十五億元以上且募集發行普通股股數達七千五百萬股以上",1,"發行市場","依證券交易所有價證券上市審查準則對創業投資公司所設的特別規定，其申請股票上市的實收資本額須達新臺幣十五億元以上，且募集發行普通股股數達七千五百萬股以上，故(B)正確。創投公司的資產主要是被投資事業的股權，評價與變現的不確定性較高，因此在資本規模與流通股數上設定較高門檻，以確保掛牌後籌碼具備一定的流通性與市場深度。(A)實收資本額十億元且只有七千股，金額與股數兩項都不符。(C)二十億元與(D)二十五億元則高於現行門檻，將使多數創投公司無從申請。","sec_sr_law-115-2-023","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,1785904158074]