[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_sec_law-115-2-024":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c7",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-024","115-2",24,"證券投資信託事業發行受益憑證募集投資信託資金，應先向申購之投資大眾交付：",[13,14,15,16],"投資說明書","公開說明書","經會計師查核簽證之財務報告","各類投資基金介紹",1,"證券投資信託基金管理","依證券投資信託及顧問法，證券投資信託事業募集證券投資信託基金而發行受益憑證，屬於向不特定人公開招募，應先向申購的投資大眾交付公開說明書，載明基金種類、投資方針與範圍、風險揭露、經理與保管機構、各項費用及受益人權利等事項，故(B)正確。(A)投資說明書是私募基金時交付給特定應募人的文件，適用場合不同，兩者不可混為一談。(C)經會計師查核簽證的財務報告，是基金成立後定期揭露的資料，並非募集時的法定交付文件。(D)各類基金介紹屬行銷文宣，不具法定文件地位，不能取代公開說明書。","sec_sr_law-115-2-024","easy",[23,27,31,34,38,42],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-021","受益憑證之買回價格，以請求買回書面到達證券投資信託事業或其代理機構之何時之基金淨資產核算？",21,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-023","信託業可申請兼營下列哪些業務？",23,{"id":32,"question":33,"qno":10},"sitca_sec_law-114-3-024","依「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」規定，證券投資信託事業或證券投資顧問事業以委任方式經營全權委託投資業務，有關資產保管之方式下列何者正確？",{"id":35,"question":36,"qno":37},"sitca_sec_law-114-3-027","境外基金需經下列何種程序後，始得募集及銷售？",27,{"id":39,"question":40,"qno":41},"sitca_sec_law-114-3-032","境外基金募集及銷售案件，主管機關得委託以下何單位受理申請案件？",32,{"id":43,"question":44,"qno":45},"sitca_sec_law-115-1-009","證券投資信託事業之董事、監察人、經理人、業務人員及其他受僱人員，不得為下列何種行為？",9,1785904158078]