[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-2-027":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-027","115-2",27,"公開發行公司發行以其持有之其他上市或上櫃公司股票為償還標的之交換公司債，其持有期限至少為：",[13,14,15,16],"一年","二年","五年","不限期間",1,"有價證券之募集與發行","交換公司債的償還標的有持股期間門檻：得作為交換標的者，限於發行人已持有二年以上的其他上市或上櫃公司股票，故(B)正確。設定持有年限的理由在於，交換公司債是以他公司股票交付清償，若允許發行人臨時買進股票就拿來充當償還標的，等於把發債與炒作標的股價的操作綁在一起，應募人將承受發行人短線調節持股所生的價格風險；要求持有滿二年，才能確認該部位確屬既有的長期投資。(A)一年不足法定期間，(C)五年過長，(D)不限期間則等於取消此一管控，均與規定不符。","sec_sr_law-115-2-027","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",5,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",30,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,1785904158113]