[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-2-029":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-029","115-2",29,"證券承銷商承銷現金增資發行新股，承銷商之售價與原股東認購價格：",[13,14,15,16],"不得差超過 2%","不得差超過 3%","不得差超過 5%","應相同",3,"發行市場",1,"同一次現金增資發行新股，不論是保留由員工承購、由原股東按持股比例認購，或提撥一定比例交由證券承銷商對外公開銷售，都屬於同一次發行，發行價格必須一致，因此承銷商的對外售價應與原股東的認購價格相同，故(D)正確。若容許兩種價格並存，取得管道較便宜的一方等於憑身分就享有無風險價差，不僅造成同股不同價，也會誘發套利、擾亂認購秩序。(A)不得差超過百分之二、(B)百分之三、(C)百分之五這類容許差幅的說法，都與同次發行單一價格的原則不符，並非現行規定。","sec_sr_law-115-2-029","medium",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,1785904158142]