[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-2-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-030","115-2",30,"未經登錄興櫃交易之初次上市、櫃案件，承銷商辦理對外公開銷售時應先保留普通股一千股由以下何機構認購？",[13,14,15,16],"證券暨期貨市場發展基金會","證券投資人及期貨交易人保護中心","證券商業同業公會","金融法制暨犯罪防制中心",1,"發行市場","未經登錄興櫃交易的初次上市、上櫃案件，承銷商辦理對外公開銷售時，應先保留普通股一千股，由財團法人證券投資人及期貨交易人保護中心認購，故(B)正確。保護中心因此取得該公司股東身分，日後才具備行使股東權的地位，得以出席股東會、查閱相關資料，並在公司或其董事、監察人有損害投資人情事時，依投資人保護法提起團體訴訟或訴請裁判解任，對新掛牌公司形成事前布建的監督機制。(A)證券暨期貨市場發展基金會、(C)證券商業同業公會、(D)金融法制暨犯罪防制中心均無此項認購安排。","sec_sr_law-115-2-030","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,1785904158156]