[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-2-031":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-031","115-2",31,"股票初次上市(櫃)之承銷案件，發行公司採行過額配售辦理承銷作業者，主辦承銷商應於該案件掛牌之日起幾個交易日內，執行穩定價格之機制？",[13,14,15,16],"三日","五日","七日","十日",1,"發行市場","股票初次上市或上櫃案件採行過額配售者，主辦承銷商會先向特定股東借券並超額配發給投資人，因而先取得一筆價款；依承銷相關規範，承銷商應於該案件掛牌之日起五個營業日內執行穩定價格機制，在掛牌後價格下跌時以該筆價款自市場買回股票，再返還出借人，故(B)正確。這段期間正是新股掛牌後價格最不穩定的時候，由承銷商進場承接，可緩和上市初期的賣壓與過度波動。(A)三日過短，(C)七日與(D)十日則過長，長期護盤反而會扭曲價格發現功能，均非規定的期間。","sec_sr_law-115-2-031","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,1785904158160]