[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-2-035":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-035","115-2",35,"轉換公司債及附認股權公司債之發行人應於無償配股停止過戶日、現金股息停止過戶日、現金增資認股停止過戶日或其他依法暫停止過戶日前__個營業日，將債券停止轉換(認購)期間等相關事項，在櫃買中心指定之網際網路資訊申報系統辦理公告。",[13,14,15,16],"一","三","五","二十",3,"有價證券之募集與發行",1,"轉換公司債與附認股權公司債的持有人，在發行公司無償配股、發放現金股息、現金增資認股或其他依法暫停過戶的期間內，無法辦理轉換或認購，因此發行人須事先公告停止轉換及認購期間等事項，讓持有人有充分時間決定是否在停止期間開始前先行使權利。依規定，應於各該停止過戶日前二十個營業日，在櫃買中心指定之網際網路資訊申報系統辦理公告，故(D)正確。(A)一日、(B)三日、(C)五日的預告期間都太短，持有人來不及完成轉換或認購的評估與相關作業。","sec_sr_law-115-2-035","hard",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",5,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",30,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,1785904158206]