[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_sec_law-115-2-036":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-036","115-2",36,"下列何種證券商應向證交所繳存交割結算基金？",[13,14,15,16],"承銷商、自營商","自營商、經紀商","經紀商、承銷商","承銷商、自營商、經紀商",1,"交易市場","依證券交易法及證券交易所相關規定，應向證券交易所繳存交割結算基金的，是實際在集中交易市場報價成交的證券商，也就是證券自營商與證券經紀商；基金的作用在於當有證券商違約交割時，先以此基金墊付以完成結算，維持市場交割的確定性與投資人信心，故(B)正確。證券承銷商的業務是協助發行人在初級市場募集資金、包銷或代銷有價證券，本身並不在集中交易市場為買賣，不會產生交割結算風險，自無繳存必要，因此把承銷商列入的(A)(C)(D)均不正確。","sec_sr_law-115-2-036","medium",[23,26,30,34,38,42],{"id":24,"question":25,"qno":10},"sitca_sec_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",{"id":27,"question":28,"qno":29},"sitca_sec_law-114-3-042","現行股票集中市場交易制度中實施所謂之「瞬間價格穩定措施」，在下列何者情況不適用？",42,{"id":31,"question":32,"qno":33},"sitca_sec_law-114-3-048","透過櫃檯買賣中心「黃金現貨交易平台」買賣黃金現貨漲跌幅度的限制為：",48,{"id":35,"question":36,"qno":37},"sitca_sec_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":39,"question":40,"qno":41},"sitca_sec_law-114-3-050","證交所外國債券交易價格之漲跌幅限制為何？",50,{"id":43,"question":44,"qno":45},"sitca_sec_law-115-1-038","盤中零股交易第一次撮合時間為？",38,1785904158212]