[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-2-038":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"canonicalId":20,"difficulty":21},"sitca_sec_law-115-2-038","115-2",38,"有價證券借貸規定，出借費率以不超過該種有價證券收盤價格多少為限？",[13,14,15,16],"10%","7%","5%","2%",1,"有價證券買賣、集中保管與融資融券","有價證券借貸的費率原則上由出借人與借券人議定，但主管機關與證券交易所設有天花板：出借費率不得超過該種有價證券收盤價格的7%，超過上限的申報不會成立，故(B)正確。設上限的用意，在於防止市場出現軋空行情時借券成本被哄抬到失控，連帶衝擊融券回補與現貨價格的穩定。(A)10%高於現行規定；(C)5%與(D)2%則明顯低於上限，若照此執行會不必要地壓縮願意出借的券源供給，也都不是規定所訂的數字。這一題純屬記憶性的門檻，直接把「借券出借費率上限7%」記牢最有效率。","sec_sr_law-115-2-038","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-044","投資人進行當日沖銷時，相抵部分：",44,{"id":40,"question":41,"qno":42},"sitca_sec_law-115-1-008","證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",8,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-050","融券人遇標的證券公司有下列哪種情況不用強制回補？",50,1785904158223]