[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-2-042":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-042","115-2",42,"外國發行人申請普通股股票第一上櫃者，關於最近期經會計師查核簽證或核閱之淨值須達多少？",[13,14,15,16],"新臺幣一億元以上","新臺幣三億元以上","新臺幣五億元以上","新臺幣十億元以上",0,"發行市場",1,"外國發行人申請普通股股票第一上櫃，櫃買中心的財務門檻是最近期經會計師查核簽證或核閱的淨值須達新臺幣一億元以上，故(A)正確。此處以淨值而非資本額把關，是因為外國企業的股本結構與我國公司不同，用淨值才能真實反映其累積的財務實力與淨資產規模。(B)三億元、(C)五億元、(D)十億元都高於現行規定；櫃檯買賣市場的定位在於培育中小型及新創企業，門檻本來就設計得比上市寬，若把淨值要求拉高到三億元以上，不但與上櫃市場的功能定位不符，也會把多數有意來臺掛牌的外國中小企業擋在門外。","sec_sr_law-115-2-042","hard",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,1785904158260]