[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-2-047":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-047","115-2",47,"指數股票型證券投資信託基金(ETF)受益憑證通常須上市滿多久，才能進行融資融券交易？",[13,14,15,16],"3 個月","6 個月","12 個月","無限制",3,"有價證券買賣、集中保管與融資融券",1,"普通股股票要成為信用交易標的，必須上市滿六個月並符合股權分散、股價與淨值等條件；但指數股票型證券投資信託基金(ETF)的受益憑證代表一籃子成分股，價格緊貼標的指數、不易被個別人為操縱，因此並未設上市屆滿一定期間的限制，掛牌後即可進行融資融券，故(D)正確。(A)3個月、(B)6個月與(C)12個月都是把個股的等待期硬套到ETF上，屬於常見的混淆；其中6個月正是普通股股票的門檻，不適用於ETF。","sec_sr_law-115-2-047","medium",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-044","投資人進行當日沖銷時，相抵部分：",44,{"id":41,"question":42,"qno":43},"sitca_sec_law-115-1-008","證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",8,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-050","融券人遇標的證券公司有下列哪種情況不用強制回補？",50,1785904158330]