[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-2-048":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"canonicalId":21,"difficulty":22},"sitca_sec_law-115-2-048","115-2",48,"證券金融公司辦理有價證券標借之程序，下列何者正確？",[13,14,15,16],"只能向證券交易所申請","證券出借人不得委託證券商辦理","標借之證券應限於存放於集保事業保管","證券出借人應填寫借據委託他人辦理",2,"有價證券買賣、集中保管與融資融券",1,"參加標借的證券必須是已存放於集中保管事業保管劃撥帳戶內者，得標後才能立即以帳簿劃撥的方式交付給需要的一方，故(C)正確；若證券仍以實體或其他方式自行持有，無法在標借當日完成交割，自然不能參加。(A)標借是證券金融公司在融券券源不足時所辦理的程序，並非只能向證券交易所申請；(B)出借人可以透過往來的證券商申報參加標借，規定並未禁止委託證券商辦理；(D)出借人是填具出借申報書表達出借意願，並不是簽發借據委託他人代為辦理。","sec_sr_law-115-2-048","hard",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-044","投資人進行當日沖銷時，相抵部分：",44,{"id":41,"question":42,"qno":43},"sitca_sec_law-115-1-008","證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",8,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-050","融券人遇標的證券公司有下列哪種情況不用強制回補？",50,1785904158346]