[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-trust_prac-63-065":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"trust_prac","信託業業務人員信託業務專業測驗——信託實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"trust_prac-63-065","63",65,"當 A 保管銀行保管經辦發現受任人 B 投顧公司所指示交割之興櫃股票非全權委託投資契約規定可投資之標的時，應即通知下列何者？",[13,14,15,16],"僅委任人","僅投信投顧公會","僅委任人及投信投顧公會","委任人、受任人、證券商或其他交易對象及投信投顧公會",3,"保管銀行業務",1,"保管機構發現受任人指示交割的標的不在全權委託投資契約約定的投資範圍內，即屬越權交易，應立即通知委任人、受任人、證券商或其他交易對象，並通知投信投顧公會，故選(D)。通知委任人是因其資產權益直接受影響；通知受任人是因其為越權行為人、須負交割履行責任；通知證券商或交易對象是為及時處理交割事宜；通知公會則利於自律監理與留存紀錄。(A)(B)(C)都漏列了應受通知的關係人。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"trust_prac-60-056","下列何者非屬全權委託保管銀行所提供之服務？",56,{"id":28,"question":29,"qno":30},"trust_prac-60-057","全權委託投資資產，如遭法院扣押或強制執行時，除可歸責於受任人之情形外，下列何者應履行交割義務？",57,{"id":32,"question":33,"qno":34},"trust_prac-60-058","有關證券投資信託基金保管業務，下列何者錯誤？",58,{"id":36,"question":37,"qno":38},"trust_prac-60-059","甲委任人指派乙投信公司擔任其全權委託投資之受任人並指派丙銀行為其保管機構，該全權委託投資發生越權交易之情事時，原則上應由下列何者負交割履行責任？",59,{"id":40,"question":41,"qno":42},"trust_prac-60-060","甲外國機構投資人來台投資，委任乙銀行擔任其保管機構，實務上應以下列何者名義開設新臺幣活期存款帳戶？",60,{"id":44,"question":45,"qno":46},"trust_prac-60-061","全權委託投資保管業務以委任關係辦理者，其投資買賣帳戶所持有國內發行公司股票之出席股東會及行使表決權，應由下列何者為之？",61,1793070573155]