[{"data":1,"prerenderedAt":51},["ShallowReactive",2],{"chapter-sec_sr_law-c3":3},{"examName":4,"chapter":5,"questions":10},"證券商高級業務員資格測驗——證券交易相關法規與實務",{"name":6,"sort":7,"count":8,"slug":9},"有價證券之募集與發行",3,10,"c3",[11,16,19,23,27,31,36,40,44,48],{"id":12,"qno":13,"question":14,"session":15},"sec_sr_law-114-3-005",5,"公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？","114-3",{"id":17,"qno":8,"question":18,"session":15},"sec_sr_law-114-3-010","轉換公司債的面額及償還期限規定為：",{"id":20,"qno":21,"question":22,"session":15},"sec_sr_law-114-3-030",30,"發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",{"id":24,"qno":25,"question":26,"session":15},"sec_sr_law-114-3-033",33,"發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",{"id":28,"qno":29,"question":30,"session":15},"sec_sr_law-114-3-041",41,"某公司以總括申報發行新股，以下敘述何者不正確？",{"id":32,"qno":33,"question":34,"session":35},"sec_sr_law-115-1-004",4,"上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？","115-1",{"id":37,"qno":38,"question":39,"session":35},"sec_sr_law-115-1-018",18,"公開發行股票之公司，得以股東會特別決議，排除原股東及員工優先認購權利，對下列何者進行有價證券之私募？",{"id":41,"qno":42,"question":43,"session":35},"sec_sr_law-115-1-019",19,"上市公司發行新股擬採總括申報，應同時符合多項條件，其中申報時市值門檻為何？",{"id":45,"qno":46,"question":47,"session":35},"sec_sr_law-115-1-028",28,"有價證券之募集與發行案件經撤銷申報生效或核准，已收取有價證券價款者，發行人或持有人有下列何種責任？",{"id":49,"qno":21,"question":50,"session":35},"sec_sr_law-115-1-030","金融控股公司發行普通公司債，並檢具對外公開發行公司債申報書與書件，向金融監督管理委員會提出申報，一般情形，金管會受理發行公司債申報書之日起幾個營業日即可申報生效？",1783661232107]