[{"data":1,"prerenderedAt":332},["ShallowReactive",2],{"past-trust_prac-60":3},{"examName":4,"questions":5},"信託業業務人員信託業務專業測驗——信託實務",[6,11,15,19,23,27,31,35,39,43,47,51,55,59,63,67,71,75,80,84,88,92,96,100,104,108,112,116,120,124,128,133,137,141,145,149,153,157,162,166,170,174,178,182,186,190,194,199,203,207,211,215,219,223,227,231,236,240,244,248,252,256,260,264,268,272,276,280,284,288,292,296,300,304,308,312,316,320,324,328],{"id":7,"qno":8,"question":9,"chapter":10},"trust_prac-60-001",1,"依「信託業從事廣告、業務招攬及營業促銷活動應遵循事項」規定，信託業辦理共同信託基金業務，以基金績效作為廣告者，同一基金績效達多久以上者始能刊登，成立滿幾年者，應以最近三年全部績效為圖表或曲線表示？","金錢信託",{"id":12,"qno":13,"question":14,"chapter":10},"trust_prac-60-002",2,"銀行辦理特定金錢信託投資國外有價證券業務係屬信託業法所定之何種業務？",{"id":16,"qno":17,"question":18,"chapter":10},"trust_prac-60-003",3,"委託人在銀行以特定金錢信託投資共同基金時，一般除負擔申購手續費外，尚須負擔下列何種費用？",{"id":20,"qno":21,"question":22,"chapter":10},"trust_prac-60-004",4,"張三至銀行辦理特定金錢信託投資境外基金業務，則該特定之投資標的係由下列何者指示？",{"id":24,"qno":25,"question":26,"chapter":10},"trust_prac-60-005",5,"有關銀行辦理特定金錢信託投資國外有價證券業務，下列敘述何者錯誤？",{"id":28,"qno":29,"question":30,"chapter":10},"trust_prac-60-006",6,"委託人以特定金錢信託方式投資國外有價證券，因相關法令修正致投資標的不符規定時，下列敘述何者錯誤？",{"id":32,"qno":33,"question":34,"chapter":10},"trust_prac-60-007",7,"下列何者非銀行辦理特定金錢信託投資國外有價證券業務所投資之境外基金須符合主管機關規定之條件？",{"id":36,"qno":37,"question":38,"chapter":10},"trust_prac-60-008",8,"銀行辦理特定金錢信託業務，應與委託人訂定契約，有關契約之敘述下列何者錯誤？",{"id":40,"qno":41,"question":42,"chapter":10},"trust_prac-60-009",9,"下列何者不是目前兼營信託業務銀行對特定金錢信託之辦理方式？",{"id":44,"qno":45,"question":46,"chapter":10},"trust_prac-60-010",10,"銷售境外基金機構之廣告違反相關行為規範時，總代理人應向下列何機構申報？",{"id":48,"qno":49,"question":50,"chapter":10},"trust_prac-60-011",11,"銀行辦理特定金錢信託業務時，有關其所收受信託資金運用範圍之指定，下列敘述何者錯誤？",{"id":52,"qno":53,"question":54,"chapter":10},"trust_prac-60-012",12,"依目前「預收款信託」之運作架構，下列敘述何者錯誤？",{"id":56,"qno":57,"question":58,"chapter":10},"trust_prac-60-013",13,"信託業受託投資標的為境外結構型商品時，其商品審查小組至少之組成人員，不包括下列何者？",{"id":60,"qno":61,"question":62,"chapter":10},"trust_prac-60-014",14,"信託業辦理特定金錢信託業務投資國外有價證券，其所生國外孳息分配給委託人時，如屬我國境內居住之個人，下列敘述何者正確？",{"id":64,"qno":65,"question":66,"chapter":10},"trust_prac-60-015",15,"有關銀行辦理特定金錢信託投資國外有價證券業務，下列敘述何者正確？",{"id":68,"qno":69,"question":70,"chapter":10},"trust_prac-60-016",16,"除專業機構投資人外，客戶經由銀行以特定金錢信託投資境外基金時，下列何者不屬於該等基金得投資之標的？",{"id":72,"qno":73,"question":74,"chapter":10},"trust_prac-60-017",17,"銀行辦理特定金錢信託投資國外共同基金業務時，下列事項何者正確？ A.應與客戶簽訂代理契約 B.應以委託人名義辦理結匯 C.不得承諾擔保本金 D.不得承諾擔保最低收益率",{"id":76,"qno":77,"question":78,"chapter":79},"trust_prac-60-018",18,"依據信託財產評審委員會之組織及評審規範，對於受託人就信託財產具有運用決定權之信託，信託財產評審委員會評審時，其信託財產交付金額達新臺幣伍仟萬元以上者，其抽查比率不得低於多少？","其他相關信託實務",{"id":81,"qno":82,"question":83,"chapter":10},"trust_prac-60-019",19,"銀行辦理特定金錢信託投資國外有價證券業務投資國外有價證券之本金，其得選擇之避險工具，不包括下列何者？",{"id":85,"qno":86,"question":87,"chapter":10},"trust_prac-60-020",20,"信託業辦理特定金錢信託投資國外有價證券業務，該信託資金之委託期限最少需為多久？",{"id":89,"qno":90,"question":91,"chapter":10},"trust_prac-60-021",21,"甲客戶與 A 銀行簽訂特定金錢信託契約投資境外基金，則甲與 A 之關係為何？",{"id":93,"qno":94,"question":95,"chapter":10},"trust_prac-60-022",22,"史小姐與甲銀行簽訂信託契約，指定將新臺幣一百萬元投資於 ABC 基金公司經理之境外基金，則在此信託關係中，下列敘述何者正確？",{"id":97,"qno":98,"question":99,"chapter":10},"trust_prac-60-023",23,"有關企業員工持股信託由公司所提撥之獎助金，應如何課稅？",{"id":101,"qno":102,"question":103,"chapter":10},"trust_prac-60-024",24,"參加企業員工持股會之員工與受託機構於契約存續期間內存在何種法律關係？",{"id":105,"qno":106,"question":107,"chapter":10},"trust_prac-60-025",25,"有關企業員工持股信託，下列敘述何者正確？ A.員工中途退出領回信託財產時，應予課所得稅 B.於契約終止時，信託財產僅得折算為金錢方式返還",{"id":109,"qno":110,"question":111,"chapter":10},"trust_prac-60-026",26,"企業員工持股信託投資標的之公司召開股東會時，應由下列何者出席並行使議決權？",{"id":113,"qno":114,"question":115,"chapter":10},"trust_prac-60-027",27,"有關企業員工持股信託，下列敘述何者正確？",{"id":117,"qno":118,"question":119,"chapter":10},"trust_prac-60-028",28,"有關企業員工持股信託信託資金之運用採「滾入平均成本法(rolling cost)」之敘述，下列何者錯誤？",{"id":121,"qno":122,"question":123,"chapter":10},"trust_prac-60-029",29,"辦理企業員工持股信託業務時，有關公司獎助金提撥方式之協議書，係由下列何者共同簽訂？",{"id":125,"qno":126,"question":127,"chapter":10},"trust_prac-60-030",30,"企業員工持股信託之投資運用風險，由下列何者自行承擔？",{"id":129,"qno":130,"question":131,"chapter":132},"trust_prac-60-031",31,"採行企業員工持股信託之公司辦理現金增資發行新股時，下列敘述何者錯誤？","有價證券信託",{"id":134,"qno":135,"question":136,"chapter":132},"trust_prac-60-032",32,"有價證券之信託與保管相比較，下列何者錯誤？",{"id":138,"qno":139,"question":140,"chapter":132},"trust_prac-60-033",33,"有關公開發行公司之董事以公司股票辦理信託之敘述，下列何者錯誤？",{"id":142,"qno":143,"question":144,"chapter":132},"trust_prac-60-034",34,"下列何者得為有價證券信託所收受之信託財產種類？ A.認股權證 B.公益彩券 C.政府債券 D.公司債券",{"id":146,"qno":147,"question":148,"chapter":132},"trust_prac-60-035",35,"依臺灣證券交易所股份有限公司有價證券借貸辦法規定，有價證券借貸之交易型態可為下列何者？ A.撮合交易 B.定價交易 C.競價交易 D.議借交易",{"id":150,"qno":151,"question":152,"chapter":132},"trust_prac-60-036",36,"有關有價證券信託之公示登記，下列敘述何者錯誤？",{"id":154,"qno":155,"question":156,"chapter":132},"trust_prac-60-037",37,"依臺灣證券交易所股份有限公司有價證券借貸辦法規定，除經主管機關核准者外，下列何者得擔任有價證券借貸交易需求之借券人？",{"id":158,"qno":159,"question":160,"chapter":161},"trust_prac-60-038",38,"有關不動產投資信託契約就信託財產借入款項之規定，下列敘述何者錯誤？","不動產信託",{"id":163,"qno":164,"question":165,"chapter":161},"trust_prac-60-039",39,"目前不動產證券化商品，主要是針對下列何種不動產市場？",{"id":167,"qno":168,"question":169,"chapter":161},"trust_prac-60-040",40,"依信託業設立標準規定，僅辦理不動產資產信託之信託公司，其最低實收資本額為新臺幣多少元？",{"id":171,"qno":172,"question":173,"chapter":161},"trust_prac-60-041",41,"有關不動產證券化之特性，下列何者錯誤？",{"id":175,"qno":176,"question":177,"chapter":161},"trust_prac-60-042",42,"不動產資產信託受益權之行使及轉讓，應以下列何者為之？",{"id":179,"qno":180,"question":181,"chapter":161},"trust_prac-60-043",43,"有關不動產資產信託之敘述，下列何者錯誤？",{"id":183,"qno":184,"question":185,"chapter":161},"trust_prac-60-044",44,"受託機構應於不動產投資信託基金募集完成後幾個營業日內報請主管機關備查？",{"id":187,"qno":188,"question":189,"chapter":161},"trust_prac-60-045",45,"除經主管機關核准者外，有關不動產投資信託受益證券之私募對象，下列何者錯誤？",{"id":191,"qno":192,"question":193,"chapter":161},"trust_prac-60-046",46,"下列何者非為民法中所規定之不動產用益物權？",{"id":195,"qno":196,"question":197,"chapter":198},"trust_prac-60-047",47,"金融資產證券化符合資格之受益人，提出召集受益人會議之請求後，原則上有召集權之人至遲應於幾日內召集受益人會議？","金融資產證券化",{"id":200,"qno":201,"question":202,"chapter":198},"trust_prac-60-048",48,"受託機構因辦理金融資產證券化，而向符合主管機關所定條件之特定人私募，其應募人總數不得超過多少人？",{"id":204,"qno":205,"question":206,"chapter":198},"trust_prac-60-049",49,"特殊目的公司依資產證券化計畫向非特定人公開招募資產基礎證券時，應向下列何者申請核准或申報生效？",{"id":208,"qno":209,"question":210,"chapter":198},"trust_prac-60-050",50,"依金融資產證券化條例規定，主管機關於必要時，得委託專門職業及技術人員，就資產信託證券化計畫之執行狀況，檢查受託機構之業務及財務，其費用應由下列何者負擔？",{"id":212,"qno":213,"question":214,"chapter":198},"trust_prac-60-051",51,"依金融資產證券化條例規定，我國金融資產證券化採特殊目的信託架構者，下列敘述何者正確？",{"id":216,"qno":217,"question":218,"chapter":198},"trust_prac-60-052",52,"委託人依金融資產證券化條例規定，將金融資產移轉予受託機構時，該金融資產在委託人之會計處理上應屬下列何者？",{"id":220,"qno":221,"question":222,"chapter":198},"trust_prac-60-053",53,"有關金融資產證券化所具特性，下列敘述何者錯誤？",{"id":224,"qno":225,"question":226,"chapter":198},"trust_prac-60-054",54,"依金融資產證券化條例規定，有關金融資產證券化對金融機構之效益，下列敘述何者錯誤？",{"id":228,"qno":229,"question":230,"chapter":198},"trust_prac-60-055",55,"有關金融資產證券化架構上設置之信託監察人，下列敘述何者錯誤？",{"id":232,"qno":233,"question":234,"chapter":235},"trust_prac-60-056",56,"下列何者非屬全權委託保管銀行所提供之服務？","保管銀行業務",{"id":237,"qno":238,"question":239,"chapter":235},"trust_prac-60-057",57,"全權委託投資資產，如遭法院扣押或強制執行時，除可歸責於受任人之情形外，下列何者應履行交割義務？",{"id":241,"qno":242,"question":243,"chapter":235},"trust_prac-60-058",58,"有關證券投資信託基金保管業務，下列何者錯誤？",{"id":245,"qno":246,"question":247,"chapter":235},"trust_prac-60-059",59,"甲委任人指派乙投信公司擔任其全權委託投資之受任人並指派丙銀行為其保管機構，該全權委託投資發生越權交易之情事時，原則上應由下列何者負交割履行責任？",{"id":249,"qno":250,"question":251,"chapter":235},"trust_prac-60-060",60,"甲外國機構投資人來台投資，委任乙銀行擔任其保管機構，實務上應以下列何者名義開設新臺幣活期存款帳戶？",{"id":253,"qno":254,"question":255,"chapter":235},"trust_prac-60-061",61,"全權委託投資保管業務以委任關係辦理者，其投資買賣帳戶所持有國內發行公司股票之出席股東會及行使表決權，應由下列何者為之？",{"id":257,"qno":258,"question":259,"chapter":235},"trust_prac-60-062",62,"有關證券投資信託公司募集證券投資信託基金之資產保管事宜，下列敘述何者正確？",{"id":261,"qno":262,"question":263,"chapter":235},"trust_prac-60-063",63,"有關華僑及外國人投資國內有價證券之敘述，下列何者錯誤？",{"id":265,"qno":266,"question":267,"chapter":235},"trust_prac-60-064",64,"境外華僑及外國人投資國內證券，應向下列何者申請辦理登記？",{"id":269,"qno":270,"question":271,"chapter":235},"trust_prac-60-065",65,"證券投資信託事業或證券投資顧問事業接受客戶全權委託投資代客操作業務時，應簽訂三方權義協定書，其當事人不包括下列何者？",{"id":273,"qno":274,"question":275,"chapter":235},"trust_prac-60-066",66,"有關全權委託投資業務，保管銀行或受任人對於越權交易有爭議未能及時協商解決時，保管銀行最遲應於何時出具越權交易通知書分別通知委任人、受任人及交易對象，並通知投信投顧公會？",{"id":277,"qno":278,"question":279,"chapter":235},"trust_prac-60-067",67,"證券投資信託基金存續期間屆滿或發生符合證券投資信託契約終止情事必須清算時，由保管機構擔任清算人，若無正當理由，保管機構應於主管機關核准清算後幾個月內完成基金清算？",{"id":281,"qno":282,"question":283,"chapter":235},"trust_prac-60-068",68,"除經主管機關核准外，有關不得擔任證券投資信託基金之保管機構，下列敘述何者錯誤？",{"id":285,"qno":286,"question":287,"chapter":235},"trust_prac-60-069",69,"境外外國機構投資人持有公開發行公司之股份者，有關行使表決權之敘述，下列何者正確？",{"id":289,"qno":290,"question":291,"chapter":10},"trust_prac-60-070",70,"依信託資金集合管理運用管理辦法規定，信託業辦理信託資金集合管理運用帳戶，除經主管機關核准者外，下列何者非屬信託資金集合管理運用帳戶得持有之流動性資產？",{"id":293,"qno":294,"question":295,"chapter":10},"trust_prac-60-071",71,"依信託資金集合管理運用管理辦法及其相關規定，下列何者得擔任集合管理運用帳戶之信託監察人？",{"id":297,"qno":298,"question":299,"chapter":10},"trust_prac-60-072",72,"依信託資金集合管理運用管理辦法規定，如委託人為非專業投資人，下列何者非屬集合管理運用帳戶可投資之標的？",{"id":301,"qno":302,"question":303,"chapter":10},"trust_prac-60-073",73,"有關受託人無運用決定權之集合管理運用帳戶，下列敘述何者錯誤？",{"id":305,"qno":306,"question":307,"chapter":10},"trust_prac-60-074",74,"依信託資金集合管理運用管理辦法規定，集合管理運用帳戶之信託受益權可否轉讓？",{"id":309,"qno":310,"question":311,"chapter":10},"trust_prac-60-075",75,"除約定條款另有約定外，信託業應以下列何種頻率就各集合管理運用帳戶分別計算每一信託受益權之淨資產價值？",{"id":313,"qno":314,"question":315,"chapter":79},"trust_prac-60-076",76,"依境外基金管理辦法規定，於國內募集或銷售之境外基金從事衍生性商品交易，持有未沖銷部位價值之總金額，至多不得超過該基金淨資產價值之多少比率？",{"id":317,"qno":318,"question":319,"chapter":10},"trust_prac-60-077",77,"銀行辦理特定金錢信託投資國外有價證券業務，下列何者不是禁止行為？",{"id":321,"qno":322,"question":323,"chapter":235},"trust_prac-60-078",78,"有關保管及證券化業務之敘述，下列何者錯誤？",{"id":325,"qno":326,"question":327,"chapter":235},"trust_prac-60-079",79,"有關證券投資信託基金保管機構辦理基金資產交割作業之敘述，下列何者錯誤？",{"id":329,"qno":330,"question":331,"chapter":161},"trust_prac-60-080",80,"有關不動產資產信託之敘述，下列何者正確？",1783417880579]