[{"data":1,"prerenderedAt":332},["ShallowReactive",2],{"past-trust_prac-62":3},{"examName":4,"questions":5},"信託業業務人員信託業務專業測驗——信託實務",[6,11,16,20,24,28,32,36,40,44,48,52,56,60,64,68,72,76,80,84,88,92,96,100,104,108,112,116,120,124,128,132,137,141,145,149,153,157,162,166,170,174,178,182,186,190,194,199,203,207,211,215,219,223,227,231,236,240,244,248,252,256,260,264,268,272,276,280,284,288,292,296,300,304,308,312,316,320,324,328],{"id":7,"qno":8,"question":9,"chapter":10},"trust_prac-62-001",1,"依中華民國信託業商業同業公會會員辦理預收款信託業務應行注意事項規定，有關受益權人會議召開的時機，下列何者正確？ A.廠商連續三年虧損 B.廠商歇業 C.廠商宣告破產 D.廠商撤銷登記","其他相關信託實務",{"id":12,"qno":13,"question":14,"chapter":15},"trust_prac-62-002",2,"有關信託業推介外國有價證券之行為，須經委託人書面同意，下列敘述何者正確？","金錢信託",{"id":17,"qno":18,"question":19,"chapter":15},"trust_prac-62-003",3,"銀行辦理特定金錢信託業務，係屬信託業法規定信託業得經營之何種信託業務？",{"id":21,"qno":22,"question":23,"chapter":15},"trust_prac-62-004",4,"信託業辦理特定金錢信託投資境外基金業務時，得為下列何項行為？",{"id":25,"qno":26,"question":27,"chapter":15},"trust_prac-62-005",5,"有關銀行辦理外幣信託資金業務之規定，下列敘述何者正確？",{"id":29,"qno":30,"question":31,"chapter":15},"trust_prac-62-006",6,"張三將現金一千萬元交付甲銀行成立信託，並約定五百萬元購買不動產，三百萬元購買股票，二百萬元存放於定期存款，該信託屬信託業法中之下列何種信託？",{"id":33,"qno":34,"question":35,"chapter":15},"trust_prac-62-007",7,"有關銀行辦理特定金錢信託投資國外有價證券業務之規定，下列敘述何者錯誤？",{"id":37,"qno":38,"question":39,"chapter":15},"trust_prac-62-008",8,"銀行辦理特定金錢信託投資國外有價證券之可能方式，下列敘述何者錯誤？",{"id":41,"qno":42,"question":43,"chapter":15},"trust_prac-62-009",9,"銀行辦理特定金錢信託投資國外有價證券業務，如投資境外基金，則該境外基金之管理機構及基金本身原則上應至少分別成立滿幾年以上？",{"id":45,"qno":46,"question":47,"chapter":15},"trust_prac-62-010",10,"張三向甲銀行辦理特定金錢信託投資境外基金，下列何者非甲銀行可能出具之文件？",{"id":49,"qno":50,"question":51,"chapter":15},"trust_prac-62-011",11,"有關信託業辦理特定金錢信託業務，下列敘述何者正確？",{"id":53,"qno":54,"question":55,"chapter":15},"trust_prac-62-012",12,"特定金錢信託投資境外基金，其為增加投資效率持有衍生性商品未沖銷之風險暴露，不得超過該境外基金淨資產價值之多少？",{"id":57,"qno":58,"question":59,"chapter":15},"trust_prac-62-013",13,"依中央銀行規定，下列何者非屬特定金錢信託投資國外有價證券之本金得選擇辦理之新臺幣與外幣間避險交易？",{"id":61,"qno":62,"question":63,"chapter":15},"trust_prac-62-014",14,"依境外結構型商品管理規則規定，得受託為投資人投資之結構型商品，下列何者為得連結之標的？",{"id":65,"qno":66,"question":67,"chapter":15},"trust_prac-62-015",15,"委託人經由特定金錢信託投資境外基金時，其信託管理費係由下列何者收取？",{"id":69,"qno":70,"question":71,"chapter":15},"trust_prac-62-016",16,"有關銀行辦理特定金錢信託投資境外結構型商品時，自交易對手收取之服務費，下列敘述何者正確？",{"id":73,"qno":74,"question":75,"chapter":10},"trust_prac-62-017",17,"「生前契約信託」之信託財產，若運用於經核准設置之殯儀館，其投資總額不得逾投資時信託財產當時價值之多少百分比？",{"id":77,"qno":78,"question":79,"chapter":15},"trust_prac-62-018",18,"有關銀行推展特定金錢信託業務之規定，下列何者正確？",{"id":81,"qno":82,"question":83,"chapter":15},"trust_prac-62-019",19,"依「國際金融業務條例」(OBU)規定，OBU 可辦理之信託業務，下列何者正確？ A.外幣信託財產之收受 B.臺幣信託C.臺幣信託財產之收受 D.外幣信託財產之運用",{"id":85,"qno":86,"question":87,"chapter":15},"trust_prac-62-020",20,"客戶經由特定金錢信託以定期定額方式投資境外基金，如因主管機關修改規定致投資標的不符時，銀行應以下列何種方式處理？",{"id":89,"qno":90,"question":91,"chapter":15},"trust_prac-62-021",21,"有關銀行辦理信託業務，所收受信託資金之管理運用，下列敘述何者錯誤？",{"id":93,"qno":94,"question":95,"chapter":15},"trust_prac-62-022",22,"依境外結構型商品管理規則規定，境外結構型商品計價幣別，不包括下列何者？",{"id":97,"qno":98,"question":99,"chapter":15},"trust_prac-62-023",23,"有關企業員工持股信託採用「滾入平均成本法」，下列何者錯誤？",{"id":101,"qno":102,"question":103,"chapter":15},"trust_prac-62-024",24,"信託業辦理員工持股信託業務，其信託財產係以下列何者名義登載？",{"id":105,"qno":106,"question":107,"chapter":15},"trust_prac-62-025",25,"企業員工持股信託之信託利益歸屬於何人？",{"id":109,"qno":110,"question":111,"chapter":15},"trust_prac-62-026",26,"企業員工持股信託之委託人死亡時，信託財產應歸屬下列何者？",{"id":113,"qno":114,"question":115,"chapter":15},"trust_prac-62-027",27,"有關企業員工持股信託業務之稅負，下列敘述何者錯誤？",{"id":117,"qno":118,"question":119,"chapter":15},"trust_prac-62-028",28,"我國之企業員工持股信託是參考下列何種制度所設計的？",{"id":121,"qno":122,"question":123,"chapter":15},"trust_prac-62-029",29,"企業員工持股信託之受託人將信託財產以公司股票返還委託人時，該項業務係屬信託業法中所規定之何種信託？",{"id":125,"qno":126,"question":127,"chapter":15},"trust_prac-62-030",30,"企業員工持股信託投資標的之公司召開股東會時，有關其議決權之行使，下列敘述何者正確？",{"id":129,"qno":130,"question":131,"chapter":15},"trust_prac-62-031",31,"下列何種信託業務可提高公司員工福利並增進勞資和諧？",{"id":133,"qno":134,"question":135,"chapter":136},"trust_prac-62-032",32,"依證交所規定，有價證券借貸之定價交易相關費率，下列何者正確？ A.依證交所公告之固定借券費率，採逐筆撮合成交 B.證券商向借貸雙方收取之手續費為借券費用 0.2% C.證交所向借貸雙方收取之借貸服務費為借券費用 1.6%","有價證券信託",{"id":138,"qno":139,"question":140,"chapter":136},"trust_prac-62-033",33,"下列何者非屬有價證券信託可受理之標的？",{"id":142,"qno":143,"question":144,"chapter":136},"trust_prac-62-034",34,"依現行有價證券借貸辦法規定，辦理有價證券借貸交易之借券數量最低為多少單位？",{"id":146,"qno":147,"question":148,"chapter":136},"trust_prac-62-035",35,"依現行有價證券借貸辦法規定，除經主管機關核准者外，有關有價證券借貸之借券人，不包含下列何者？",{"id":150,"qno":151,"question":152,"chapter":136},"trust_prac-62-036",36,"楊先生投資累積了不少的股票和債券，但旅居國外且平日的工作十分忙碌，以致每到配息、開股東會的時候，沒有時間去處理相關事宜。楊先生想把手中的有價證券交付信託，下列何者最適合楊先生的需求？",{"id":154,"qno":155,"question":156,"chapter":136},"trust_prac-62-037",37,"有價證券借貸之借券人申請借券提供之擔保品種類，下列何者不符合證交所規定？",{"id":158,"qno":159,"question":160,"chapter":161},"trust_prac-62-038",38,"下列何者非屬不動產證券化條例所規定之不動產資產信託契約得移轉之財產權？","不動產信託",{"id":163,"qno":164,"question":165,"chapter":161},"trust_prac-62-039",39,"受託機構運用不動產投資信託基金進行達新臺幣一億元以上之不動產交易前，除先洽請專業估價者依規定出具估價報告書外，並應於下列何日起二日內依主管機關規定之方式辦理公告？",{"id":167,"qno":168,"question":169,"chapter":161},"trust_prac-62-040",40,"依我國不動產證券化條例之不動產投資信託，其性質上為下列何種信託？",{"id":171,"qno":172,"question":173,"chapter":161},"trust_prac-62-041",41,"有關不動產信託之敘述，下列何者錯誤？",{"id":175,"qno":176,"question":177,"chapter":161},"trust_prac-62-042",42,"依不動產證券化條例規定，除經主管機關核定外，下列何者不屬於不動產管理機構？",{"id":179,"qno":180,"question":181,"chapter":161},"trust_prac-62-043",43,"有關受託機構募集不動產投資信託基金之規定，下列何者正確？",{"id":183,"qno":184,"question":185,"chapter":161},"trust_prac-62-044",44,"受託機構若將不動產投資信託之信託財產出租時，其租賃期限應受下列何種限制？",{"id":187,"qno":188,"question":189,"chapter":161},"trust_prac-62-045",45,"有關不動產證券化之效益，下列何者錯誤？",{"id":191,"qno":192,"question":193,"chapter":161},"trust_prac-62-046",46,"受託機構依規定對不動產投資信託基金之淨資產價值計算，下列敘述何者錯誤？",{"id":195,"qno":196,"question":197,"chapter":198},"trust_prac-62-047",47,"依金融資產證券化條例規定，受託機構至遲應於每營業年度終了多少時間內，就特殊目的信託之信託財產作成資產負債表、損益表、信託財產管理及運用報告書等書表，向信託監察人報告，並通知受益人？","金融資產證券化",{"id":200,"qno":201,"question":202,"chapter":198},"trust_prac-62-048",48,"下列何者非金融資產證券化之特性？",{"id":204,"qno":205,"question":206,"chapter":198},"trust_prac-62-049",49,"有關金融資產證券化對於金融機構之可能效益，下列敘述何者錯誤？",{"id":208,"qno":209,"question":210,"chapter":198},"trust_prac-62-050",50,"有關金融資產證券化特殊目的公司之敘述，下列何者錯誤？",{"id":212,"qno":213,"question":214,"chapter":198},"trust_prac-62-051",51,"依金融資產證券化條例規定，有關金融資產證券化之受益證券或資產基礎證券之買賣，除經主管機關核定為短期票券者外，有關其租稅優惠措施，下列敘述何者正確？",{"id":216,"qno":217,"question":218,"chapter":198},"trust_prac-62-052",52,"依金融資產證券化條例規定，特殊目的公司發行用以表彰持有人對受讓資產所享權利之權利憑證或證書為下列何者？",{"id":220,"qno":221,"question":222,"chapter":198},"trust_prac-62-053",53,"有關金融資產證券化條例所稱之受託機構，下列何者正確？",{"id":224,"qno":225,"question":226,"chapter":198},"trust_prac-62-054",54,"採特殊目的信託架構之金融資產證券化，特殊目的信託契約係由受託機構與下列何者簽訂？",{"id":228,"qno":229,"question":230,"chapter":198},"trust_prac-62-055",55,"依金融資產證券化條例規定，若特殊目的信託契約並未另有約定，則受益人會議決議指定新受託機構，應以下列何種決議方式為之？",{"id":232,"qno":233,"question":234,"chapter":235},"trust_prac-62-056",56,"除法令或金管會另有規定外，全權委託投資之資金應由「保管機構」保管，此保管機構是指經主管機關核准得辦理保管或信託業務，信用評等並達一定等級以上之下列何種機構？","保管銀行業務",{"id":237,"qno":238,"question":239,"chapter":235},"trust_prac-62-057",57,"擔任全權委託投資之保管機構如係經標準普爾(Standard & Poor's Corp.)評等者，其長期債務信用評等至少應達何種等級以上？",{"id":241,"qno":242,"question":243,"chapter":235},"trust_prac-62-058",58,"有關證券投資信託基金保管機構辦理基金資產交割作業，下列敘述何者錯誤？",{"id":245,"qno":246,"question":247,"chapter":235},"trust_prac-62-059",59,"有關證券投資信託基金收益之分配，下列敘述何者錯誤？",{"id":249,"qno":250,"question":251,"chapter":235},"trust_prac-62-060",60,"全權委託投資業務以委任關係辦理者，係由下列何者代理委任人（客戶）開立投資買賣帳戶或期貨交易帳戶？",{"id":253,"qno":254,"question":255,"chapter":235},"trust_prac-62-061",61,"依證券投資信託及顧問法規定，用以規範證券投資信託事業、基金保管機構與受益人間權利義務之契約為下列何者？",{"id":257,"qno":258,"question":259,"chapter":235},"trust_prac-62-062",62,"除全權委託投資契約另有約定外，有關同一委任人不同全權委託投資帳戶間辦理買賣交割之規定，下列何者正確？",{"id":261,"qno":262,"question":263,"chapter":235},"trust_prac-62-063",63,"依我國現行規定，下列何者必須指定保管銀行？",{"id":265,"qno":266,"question":267,"chapter":235},"trust_prac-62-064",64,"甲為境外外國機構投資人，委任乙銀行擔任其保管機構及國內代理人，甲欲在丙證券商下單，則應由下列何者為甲向台灣證券交易所辦理投資登記？",{"id":269,"qno":270,"question":271,"chapter":235},"trust_prac-62-065",65,"有關境外華僑及外國人投資國內證券之資金，下列何項不得申請結匯？",{"id":273,"qno":274,"question":275,"chapter":235},"trust_prac-62-066",66,"有關證券投資信託基金保管機構提供之服務，下列何者錯誤？",{"id":277,"qno":278,"question":279,"chapter":235},"trust_prac-62-067",67,"證券投資信託基金保管機構在上市股票買賣部份，係以下列何種方式辦理交割？",{"id":281,"qno":282,"question":283,"chapter":235},"trust_prac-62-068",68,"有關全權委託投資之委任人（客戶）、受任人或全權委託保管機構任一方對於越權交易有爭議時之處理方式，下列敘述何者正確？",{"id":285,"qno":286,"question":287,"chapter":235},"trust_prac-62-069",69,"證券投資顧問事業運用全權委託投資資產從事證券投資，若逾越與委任人間簽訂之全權委託契約所限制範圍者，除經客戶出具同意交割之書面並經全權委託保管機構審核符合相關法令外，應由下列何者負履行責任？",{"id":289,"qno":290,"question":291,"chapter":15},"trust_prac-62-070",70,"有關集合管理運用帳戶約定條款定有信託監察人者，下列敘述何者錯誤？",{"id":293,"qno":294,"question":295,"chapter":15},"trust_prac-62-071",71,"集合管理運用帳戶設置後，有關其管理運用計畫或約定條款之變更，下列何者正確？",{"id":297,"qno":298,"question":299,"chapter":15},"trust_prac-62-072",72,"下列何者得依信託業法與相關法令設置指定信託資金集合管理運用帳戶？",{"id":301,"qno":302,"question":303,"chapter":15},"trust_prac-62-073",73,"信託業辦理信託資金集合管理運用業務至遲應於會計年度終了後多久期間內編具年度決算報告？",{"id":305,"qno":306,"question":307,"chapter":15},"trust_prac-62-074",74,"不指定集合管理運用金錢信託之營運範圍包括下列何者？ A.公債 B.公司債 C.短期票券 D.上市股票 E.金融債券",{"id":309,"qno":310,"question":311,"chapter":15},"trust_prac-62-075",75,"信託業受託管理不指定單獨管理運用金錢信託，投資於同一公司發行之公司債或短期票券金額，合計最多不得超過投資當日個別不指定單獨管理運用金錢信託淨資產總價值百分之多少？",{"id":313,"qno":314,"question":315,"chapter":136},"trust_prac-62-076",76,"有關有價證券信託之敘述，下列何者正確？",{"id":317,"qno":318,"question":319,"chapter":10},"trust_prac-62-077",77,"有關信託相關稅負之敘述，下列何者正確？",{"id":321,"qno":322,"question":323,"chapter":235},"trust_prac-62-078",78,"有關我國保管銀行之敘述，下列何者正確？",{"id":325,"qno":326,"question":327,"chapter":235},"trust_prac-62-079",79,"依證券投資信託及顧問法規定，下列何者為證券投資信託契約之受託人？",{"id":329,"qno":330,"question":331,"chapter":235},"trust_prac-62-080",80,"全權委託投資業務除法令或主管機關另有規定外，委任人與保管機構之委任契約如何簽訂？",1783417880615]